Investment management operates at the intersection of regulatory complexity, data precision, and real-time performance. We deliver the quality engineering and governance infrastructure that FCA-regulated investment businesses depend on.
Speak to Our Investment Specialists →Investment management technology carries obligations that generic IT partnerships cannot fully understand. These are the pressures we are built to address.
Transaction reporting obligations under MiFID II demand continuous validation of data accuracy, completeness, and timeliness. A single reporting failure carries significant FCA scrutiny and potential sanction.
Portfolio valuations, NAV calculations, and market data feeds must be reliable in near-real-time. Data integrity failures do not just create operational risk — they destroy investor confidence.
Many investment platforms carry years of accumulated technical debt in portfolio management systems. Modernisation projects require rigorous regression testing to avoid disrupting live asset management.
Regulatory and client-facing reporting must reconcile across multiple data sources without error. Discrepancies undermine trust and attract regulatory attention in equal measure.
Our team brings deep, hands-on understanding of FCA-regulated investment platforms — from boutique wealth managers to multi-asset fund administrators. We have embedded within investment technology programmes where regulatory precision is non-negotiable, and we treat compliance as a first-class engineering concern, not an afterthought.
We provide end-to-end QA for MiFID II transaction reporting pipelines, validating data flows from order management through to regulatory submission. Our test engineers understand the nuances of RTS 22 and RTS 23 reporting fields, reducing the risk of regulatory breach before it reaches the FCA's systems.
From portfolio management system testing and NAV calculation validation to wealth management portal development and client reporting system assurance, we operate as an embedded strategic partner — not a staffing agency. Every engagement begins with regulatory context and ends with a quality standard your investors can rely on.
Precision-engineered quality services for every layer of the investment management technology stack.
Comprehensive functional, regression, and integration testing for portfolio management systems including front-to-back reconciliation, position management, and performance attribution modules.
End-to-end validation of MiFID II transaction reporting workflows, ensuring data completeness, field accuracy, and timely submission to ARM and NCA systems without regulatory breach.
Load, stress, and latency testing for OMS and EMS platforms under peak trading conditions. Integration testing across FIX protocol, market data feeds, and clearing counterparties.
Full-stack development and QA of client-facing wealth management portals — from secure login and portfolio dashboards to document management and adviser communication tools.
Validation of data pipelines powering investment analytics, risk models, and performance reporting. Ensuring data from custodians, prime brokers, and market data vendors flows accurately.
Systematic testing of regulatory and client reporting engines — verifying that portfolio valuations, performance figures, and cost disclosures reconcile precisely across all report variants.
Understanding where risk concentrates helps investment firms prioritise quality investment. Data quality and regulatory compliance together account for over half of all investment technology risk.
Analysis based on investment technology audit findings across UK asset management firms.
Whether you manage a complex multi-asset portfolio platform or are modernising legacy investment infrastructure, Regal Tech is your strategic quality partner.
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